Regulatory Consulting

Simplify ever-changing regulatory concerns with a proactive approach to compliance.

Compliance is a significant part of operating a financial institution, and frequently changing regulations make managing your regulatory burden time-consuming and complex. Eide Bailly’s experienced team of compliance professionals offers timely, attentive expertise and resources, making us a recognized financial services leader.

We work with our clients to evaluate current compliance programs and procedures, develop written policies and procedures, and develop compliance audit programs. Our tailored training seminars address specific issues and provide updates on new or changing regulations to keep your staff well-informed.

What We Offer

  • ACH Compliance

  • BSA and AML

  • Compliance Consulting

  • Compliance Helpline

  • MERS® Compliance

  • Mortgage Quality Control

Event

Annual Eide Bailly Bank Seminar
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Let us assist you with your toughest issues.

Our compliance consultants will bring a proactive approach to ever-changing regulations.
Talk to our specialists.

Our team is a proven leader in the financial services industry.

We’ve been a trusted advisor in the financial services industry for over 75 years. Let us help guide your regulatory compliance program so you can focus on your customers.

  • De novo clients to
    $10b+
    asset institutions.
  • 200+
    financial industry professionals
  • 1.1k+
    financial services clients
Looking to ease the burden of compliance?
We can help.
Let's Talk
Event:

Annual Banking Seminar

Providing knowledge, ideas, and solutions for your bank.

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WHAT CLIENTS ARE SAYING
As our industry has changed, Eide Bailly has remained ahead of the curve, always providing informed, enlightened advice and counsel.
Dana Dykhouse
Chief Operating OfficerFirst PREMIER Bank
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Wherever you are in your compliance journey—Eide Bailly can help.

Let us help you take a proactive approach to your compliance efforts.

Regulatory Consulting Leadership

Ann Rockswold

Ann L. RockswoldCRCM, CBAP

Principal

Ann works with financial institutions to set up and monitor all aspects of their regulatory compliance programs, including Truth in Lending, Truth in Savings, Electronic Funds Transfer Act, Equal Credit Opportunity Act, Bank Secrecy/Anti Money Laundering, Fair Credit Reporting Act and Privacy of Consumer Financial Information (GLBA). Ann also works closely with federal banking regulators to assist financial institutions with the examination process.
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